研究领域
高管、员工激励，政府干预与资产信息效率，影子银行，风险投资与私募股权
International publication：
[1] Government Controlling Ownership and CEO Compensation Incentives: Evidence from China, forthcoming, with Zhiyang Hui, Applied Economics (https://doi.org/10.1080/00036846.2022.2115973)
[2] Does Bank Shareholding Affect Corporate Debt Restructuring? Evidence from Financially Distressed Firms in China, with Yicheng Tang, Applied Economics 54 (https://doi.org/10.1080/00036846.2022.2084023)
[3] Does State Ownership Affect Ratings Quality? Evidence from China’s Corporate Bond Market, 2022, with Yuyue Wang and Ronghua Luo, Economic Modelling 111 (https://doi.org/10.1016/j.econmod.2022.105841)
[4] Does Non-controlling Large Shareholder Monitoring Improve CEO Incentives? 2022, with Zhiyang Hui, Emerging Markets Finance and Trade 58 (https://doi:10.1080/1540496X.2020.1865148)
[5] Maturity Mismatch and Incentives: Evidence from Bank Issued Wealth Management Products in China, 2019, with Ronghua Luo, Jinjin Liu and Senyang Zhao, Journal of Banking and Finance
(https://doi.org/10.1016/j.jbankfin.2019.105615)
2019年度西南财经大学优秀科研成果奖
四川省金融学会十九次金融科研优秀成果一等奖
[6] Private equity performance and capital flows: Evidence from China, 2018, with John R. Nofsinger, Zhihui Song and Shuxun Wang, Emerging Markets Review 37, 223-244
[7] Trading Restrictions and Firm Dividends: The Share Lockup Expiration Experience in China, 2017, with Zhihui Song, John R. Nofsinger and Yuyue Wang, Journal of Banking and Finance 85, 83-98
2016-2017年度刘诗白奖励基金优秀科研成果二等奖
[8] The effects of employee stock option plans on operating performance in Chinese firms, 2015, with John R. Nofsinger and Juan Quan, Journal of Banking and Finance 54, 141-159
[9] The economic rationale for option backdating: incentive explanations, 2013, with David A. Whidbee Managerial Finance 39, 1004-1031
[10] Risk Aversion, Entrepreneurial Risk, and Portfolio Selection, 2009, with John R. Nofsinger Journal of Entrepreneurial Finance 13, 25-55
Chinese publication：
[11] 基金业绩分析——基于有向学习网络的研究，合作者：罗荣华、赵森杨，《统计研究》，2021年第8期，P30-44
[12]“和而不群”还是“卓尔不群”?——基于基金网络信息使用的视角, 合作者：罗荣华、田正磊，《金融研究》，2020年第8期, P188-206
[13] 期权激励会促进公司创新吗？--基于中国上市公司专利产出的证据，合作者：王姝勋、荣昭, 《金融研究》，2017年第3期, P176-191
Working papers:
Government guarantee, information acquisition, and credit rating informativeness: Theory and evidence from China, with Siguang Li, Ronghua Luo and Yuyue Wang
“抱团取暖”还是“各行其道”？——基于同群视角的地方政府债务规模研究，合作者：罗荣华，陆艺升
科研基金
“资本市场影响及经理人行为：来自风险投资的证据”，国家自然科学基金青年项目（2013-2015；编号: 71202174），主持
